Company formation done for following types :- 1. Private Limited Company ( PLC ) / One Person Co. (OPC) Registration 2. GST Compliant Private Limited Company ( PLC ) Registration 3. Incorporate a Subsidiary 4. Public Limited Company ( PLC ) 5. Incorporate a Subsidiary of Foreign Company

Documents To Be Submitted • Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • No objection certificate from the owner

Salaried Individual Updated / Revised Income Tax Return ( ITR-U ) • Form 16 from your company • Additional Form 16 • Form 26AS Tax Credit Statement • Aadhaar card + Pan no. • Bank statement if interest received is above Rs. 10,000/- • Salary Slip of any month during the Financial Year • AIS

For Domestic Company :- 1. ITR-6 Applicable for Companies other than those claiming exemption u/s 11 2. ITR-7 Applicable for Persons including Companies who are required to furnish returns u/s 139 (4A) or Section 139 (4B) or Section 139 (4C) or Section 139 (4D)

Steps of appeals under GST Appeal level Orders passed by…. Appeal to ——- Sections of Act 1st Adjudicating Authority First Appellate Authority 107 2nd First Appellate Authority Appellate Tribunal 109,110 3rd Appellate Tribunal High Court 111-116 4th High Court Supreme Court 117-118

A tax payer aggrieved by various actions of Assessing Officer can appeal at different levels of appellate authority are defined hereunder: -Appeal to Commissioner of Income-tax (Appeals) -Appeal to Income-tax Appellate Tribunal -Appeal to High Court -Appeal to Supreme Court

Common areas where certificate from Chartered Accountant is mandatory : -Certification under Income Tax Act 1961 -Certificate under GST Law -Certificate under Company Law -Certification for LIC, passport, credit card, etc -Documents for banking requirement -Net worth Certification -Solvency

1. Salaried Individual Updated / Revised Income Tax Return ( ITR-U ) 2. Capital Gains in case of Salaried Individuals 3. Residents with Foreign Income in case of Salaried Individuals 4. Non-Resident Indian (NRI) Tax Returns Filing Plan 5. Filing of Income Tax Return for Sale of ESOP or RSU

GST Filing - GSTR - 1 , 3B (for taxpayers in QRMP or for composition supply or for monthly filling of GSTR 3B case Documents To Be Submitted • Purchase and sales register • Payment challan for GST

GST Filing - GSTR - 1 , 3B (for taxpayers in QRMP or for composition supply or for monthly filling of GSTR 3B case Documents To Be Submitted • Purchase and sales register • Payment challan for GST

As per Rule 80 of the CGST Rules, 2017, every registered person liable to file an annual return for every financial year must file the same on or before December 31 of the next financial year. Accordingly, the last date for filing an annual return for FY 2021-22 is 31st December, 2022

Services Covered • Recording of entries (or / transactions) for the completed financial year • Ledger Accounts-Cash, Sales, Purchases, Expenses • Receipts and Expenses Statement/Profit and Loss Account • Balance Sheet • BRS • Statement of Account Receivables and Payables as on date • Stock summary

Procedure to do audit -Inquiry -Confirmation -Observation -Inspection of documents -Inspection of physical or tangible assets -Recalculation -Reperformance What is most reliable audit procedure -knowledgeable independent source over internal -written over oral -internal when IC effective

Not all firms have to undergo statutory audits. Firms that are subject to audits include public companies, banks, brokerage and investment firms, and insurance companies. Certain charities are also required to complete statutory audits. Q:- Is a Statutory Audit Compulsory? Answer:- Yes

What do internal auditors do? These auditors examine and identify the issues with companies’ processes, starting from the accounting department to its HR and legal division. In addition, they also offer consultancy services to firms and make sure they improve in the aspects they are lacking.

1. Trademark Registration (Company) Documents To Be Submitted • Copy of trademark to be registered • Identify proof of the trademark owner • Address proof of the trademark owner • Certificate of incorporation and address proof in case of company

Procedure:- -Application for registration is to be made on as prescribed in the first schedule to the Rules; -Separate applications should be made for registration of each work; -Each application should be accompanied by the requisite fee prescribed in 2nd schedule. -signed by applicant or advocate

Step 1: Determine the type of Intellectual Property protection that you need Step 2: Determine if your invention is patentable Step 3: What kind of patent do you need? Step 4: Get ready to apply Step 5: Prepare and submit your initial application Step 6: Approval Step 7: Maintain your patent

Duties:- -Report to board about provision of co. and other law compliances -Ensure compliances with applicable secretarial standard -Convene a meeting -Obtain approvals from BOD/ GM -Represent before various authority -Assist BOD in conducting affairs / for corporate governance -& any other

There are two types of valuation reports:- -Valuation report by a registered valuer required for issuing equity shares, CCPS or CCD required under companies act, 2013. -Valuation report by a Merchant Banker for income tax purposes. The details required are 5 year P&L and BS projection.

A ca deals in project management with the following matters:- -Planning and organizing financial projects -Managing risks and uncertainties -Communicate with team members, clients, and stakeholders -Delivering results on time, within budget, and to a high standard

The following orders are appealable before the ITAT: -Orders passed by the Commissioner of Income Tax (Appeals) [CIT(A)]. -Orders passed by the jurisdictional Commissioner. -Orders passed by the Assessing Officer as per the directions of the DRP. -Penalty order passed by the Commissioner.

-Registration, closure, merger, de-merger and other arrangement of SEZ Units; Ministerial, Central and State Approvals; -Drafting and filing of documents, declarations, project reports, etc; -Export/Import legislation -Tax return filing and allied compliance; -FDI/RBI/FEMA compliance; -& much more

According to the RBI, AD Category I banks must report all money transfers to India (inward remittances) to Export and Data Monitoring Systems (EDPMS). Banks that receive these kinds of transfers will issue an electronic FIRC to EDPMS when the exporter asks them to.

Partnership Firm Registration Services Covered • PAN Application • Partnership Deed Drafting • Filing of deed and other documents with the Registrar of Firms • Issue of Registration Certificate (Subject to Department approval) How It's Done • Partnership Deed Drafting • File application with ROC

LLP Compliance Filing Form 8 and Form 11 -Form 8 is a statement of account & solvency. The due date of filing this form is 30th October every year. -Every LLP is required to file annual return in Form 11 within 60 days of end of FY with ROC LLP must comply :- -Filing ITR p.y. -DIR 3 KYC

1. Filing of the annual report along with the list of office bearers/ governing body members with the ROC. 2. Filing of ITR. 3. Filing of GSTR if registered. 4. Maintain of statutory records, accounts and audit of FS. 5. Filing of TDS returns, if applicable.

Tax exemption u/s 13A -Registered under Section 29A of the RPA -Maintain books of account -Maintain records of each contribution of >20K (incl. name and address) -Books of account audited by CA -Donation of >2K otherwise than prescribed modes -Furnished a report of donations received in >20K

Reporting compliances -Monthly Progress Reports (MPR) by 7th of next month & Quarterly Progress Reports (QPR) by 10th of next quarter -Annual Performance Reports (APR) should be submitted before 30th June every year Others:- -Maintaining of accounts for Sales, FA Register, FIRC, BRC -Banking

-Application Form -Detailed Project Report of the unit -A copy of Board Resolution document -AOA/MOA -Export Order or MOU -The name and other details of the BOD -IEC code number -Address proof of the Technology Park Locations -Evidence like Payment receipt, Service acceptance report, etc.

Applicant would be Society/institutions/ legal entity incorporated by the State Government in partnership with established research institutions and / or a private player eligible for -Greenfield Parks as well as up-gradation of existing Parks -The scheme could be implemented in PPP or SPV

-Individual/Firm/Company copy of PAN Card. -Individual’s voter id or Aadhar card or passport copy. -Individual/company/firm cancel cheque copies of current bank accounts. -Copy of Rent Agreement or Electricity Bill Copy of the premise. -A self-addressed envelope for delivery of IEC by RPAD

Documents :- • Form 16 from your company • Additional Form 16 • Form 26AS Tax Credit Statement • Aadhaar card + Pan number • Bank statement if interest received is above Rs. 10,000/- • Salary Slip of any month during the Financial Year • Annual Information Statement (AIS)

Documents :- • Form 16 from your company • Additional Form 16 • Form 26AS Tax Credit Statement • Aadhaar card & Pan number details. • Bank statement if interest received is above Rs. 10,000/- • Capital Gains Statement • Annual Information Statement (AIS)

Documents :- • Form 16 from your company • Form 26AS Tax Credit Statement • Details of any Income earned in India • Details of Income earned Outside India • Aadhaar card & Pan no. • Bank statement if interest received > 10K • Salary Slip of any month during the Financial Year • AIS

• Form 16 from your company • Form 26AS Tax Credit Statement • Details of any Income earned in India • Bank a/c -NRE/NRO A/C statement(if any) • Aadhaar card & Pan no. • Identification No. provided to such individual by the country in which he is NRI (if any) • Annual Information Statement

Document required :- • Form 16 from your company • Form 26AS Tax Credit Statement • Details of any Income earned in India • Details of Income earned Outside India • Capital Gain statement on Sale of ESOP or RSU • Annual Information Statement (AIS)

• Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • NOC from the owner of the property • Aadhaar & PAN card

• Filing of E-forms • Name approval in RUN (Reserve your Unique Name) • Class 3 (1 No.) • Filing of SPICe form • Issue of Incorporation Certificate • Includes Govt Fees & Stamp duty for Authorized Capital <=1L • Excludes foreign national / Body Corporate as director or RBI/SEBI approval cases

• Filing of E-forms • Drafting of LLP Deed • Designated Partner Identification Numbers-DPINs (2 nos.) • Digital Signature Certificates-DSCs (2 nos.) • Issue of Incorporation Certificate • Includes Government Fees <=1L Capital Contribution by Designated Partners • Stamp Duty <=2K

• Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • NOC from the owner of the property • PAN card • Bank statement/Cancel cheque

• Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Citizenship proof • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • No objection certificate from the owner of the property

1. Private Limited Company ( PLC ) / One Person Co. (OPC) Registration 2. Limited Liability Partnership (LLP) Registration 3. GST Compliant Private Limited Company ( PLC ) Registration 4. Incorporate a Subsidiary 5. Sole Proprietorship / Partnership / NGO (Section 8 co.)

How It's Done • Client to provide details of atleast 1 Resident Indian Director • DSC Application • DSC Application (If needed) • Company Name Reservation with RUN • Filing of e-Forms with ROC • Receipt of Incorporation Certificate

Document :- • PAN card of the proprietor • Address proof of the proprietor • Specimen signature • Passport size photos of proprietor • Personal monthly bank statements • No objection certificate from the owner of the property • Ownership proof • Rent agreement of your registered office

• Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • No objection certificate from the owner of the property

GST Filing - GSTR - 1 , 3B (QRMP or monthly return or composition supply return case) Documents To Be Submitted :- • Purchase and sales register • Payment challan for GST

Documents To Be Submitted • PAN of the Applicant • Letter of Authorization/Board Resolution for Authorized Signatory • Supporting documents of the amendment

Documents To Be Submitted • The documents needed shall depend on the service you need at a particular point of time. The same shall be communicated to you by our experts based on your requirements. • Name and Address of 2 witness

Documents To Be Submitted • Copy of invoice for which E-way bill needs to be generated

Documents To Be Submitted • Acknowledgement of GST Return of the preceding month

1. ROC Compliance Package (Company / LLP) 2. Launch your Startup 3. Startup India Registration 4. ROC Filing. 5. Bookkeeping Services 6. Company Name Removal 7. Company and LLP ITR ( ITR-5 ) 8. Managed Payroll Services 9. LLP Compliance 10. Annual ROC Filing and KYC of directors

Services Covered • Annual return filing (MGT 7 & AOC 4) for company (upto Rs. 1L authorized capital) • Annual return filing (Form 11 & Form 8) for LLP (upto Rs. 1L capital contribution) Documents:- • Copy of MoA/AoA • Board Resolution in case of Company / Partnership Firm • and many others

• Passport size photos of directors • Address proof of directors • Photo ID proof of directors • Specimen signature • Self declaration about your directorship in other companies • Rent agreement of your registered office • NOC from the owner • Aadhaar & PAN card • Bank statement/cancelled cheque

Services Covered • Register your existing company or LLP under Startup India initiative • Understand if your business can be eligible for Startup India initiative • Assistance in preparation and improvement of Startup pitch • Complimentary submission of application for recognition as a Startup

• Copy of MoA, AoA • Board Resolution in case of Company / Partnership Firm • List of shareholders with holdings • Details of board composition • Secreterial Audit Report • Last year's tax return • LLP Partnership Deed • Particulars of penalties or compounding offences (if applicable)

Services Covered • Tax & Accounting • Payroll • Company Matters Plan excludes Chartered Account Certification Service, Audits under various laws and one-time registration with government authorities like Trademark, GST Registration, Food License

How It's Done • Preparation of name removal Documents • Filing with ROC Documents To Be Submitted • Incorporation Certificate • Share Certificate • Bank Statements • DSC • NOC from commercial departments • Letter of account closure from bank

Documents To Be Submitted • Additional Form 16

Services Covered • Monthly payroll of employees • Monthly payslips • TDS , PT return • Form 16 for the year • Payroll Management • Leave Management • ESS portal • Attendance Management • Expense Claim Management

ROC Filing Services Covered • Annual return filing (MGT 7 & AOC 4) for company (upto Rs. 1L authorized capital) • Annual return filing (Form 11 & Form 8) for LLP (upto Rs. 1L capital contribution)

Services Covered • Filing of DIR-3 KYC, if required • ROC filing in AOC-4 & MGT-7 for Companies or Form 8 & Form 11 for LLP • Excludes Auditor appointment and Fees for any kind of audit

1. Change Registered Office 2. Appoint a Director 3. Resignation of Director 4. Increase of Authorised Share Capital 5. Changes in Memorandum of Association 6. Form 20A - Filing of Declaration for Commencement of Business 7. Change Company Name 8. Form INC 22A 9. Filing of Form DPT-3

Services Covered • Secretarial services relating to change in company's registered address • Filing of Form MGT-14 and INC - 22/23 • Includes change in registered office only within the same state

Services Covered • Obtain Digital Signature for new director • Obtain DIN for new director • Drafting of director appointment letter , Disclosure of interest, Board Resolution • Filing of DIR-12

Services Covered • Filing DIR 11 • Filing DIR 12 • Secretarial compliances for resignation of a director • Excludes issue of Digital Signature for any / all director

Services Covered • Secreterial service related to the Notices to be issued in EGM and steps to get Authorized True copy of Ordinary Resolution. • Changed Memorandum of Association (Showing higher authorized capital upto Rs. 1,00,000 increase) • Issue of share certificate

Services Covered • Any alteration in the MoA • Secreterial assistance in drafting of Board Resolution and drafting of the Special Resolution • Filing of MGT 14 to MCA

Services Covered • Drafting of Documents • Filing of Form 20A • Includes Govt. Fees upto Rs. 300/- Documents To Be Submitted • Certificate of approval from Regulatory Authorities, if applicable

Services Covered • Secretarial services relating to company name change • Name Change filing in MGT -14 and INC -24

Services Covered • Drafting of Documents • Filing of Form 22A Documents To Be Submitted • Photograph of Registered Office

Services Covered • Preparation of documents • Filing of Form DPT-3 • Filing fees upto Rs. 1 Lakh of Share capital • Excludes any other compliance and charges than above Documents To Be Submitted • List of depositors • Details of liquid assets

1. TDS Return on Salary and other payments (Form 24Q and Form 26Q) 2. Tax Filing for Sale of Shares / Mutual Funds/ Trade in Securities 3. Tax Notice Management 4. Presumptive Income Tax Filing 5. Tax Filing For Gains From Cryptocurrency and Trading 6. TDS Returns Form 27Q & 26QC 7. Advance Tax

Documents To Be Submitted • Details of deductor • Details of responsible person • Details of deductee • Challan details • Deduction details

Documents To Be Submitted • Form 16 from your company • Form 26AS Tax Credit Statement • Trading account statement from your broker • Bank statement if interest received is above Rs. 10,000/-

Documents To Be Submitted • Tax Notice • Form 16 from your company • Form 26AS Tax Credit Statement • Copy of tax challan (if paid) • Supporting documents (if any)

Documents To Be Submitted • Bank statements for the financial year • Income and Expense statements • Gross Receipts • Form 26AS Tax Credit Statement • Bank statement if interest received is above Rs. 10,000/- • Annual Information Statement

Documents To Be Submitted • Bank statements for the financial year • Income and Expense statements • Auditor reports • Bank statement if interest received is above Rs. 10,000/- • Annual Information Statement

Documents To Be Submitted • Bank statements for the financial year • Income and Expense statements • Auditor reports • Trade Report • Bank statement if interest received is above Rs. 10,000/- • Annual Information Statement

Documents To Be Submitted • Bank statements for the financial year • Income and Expense statements • Auditor reports • Trade Report • Bank statement if interest received is above Rs. 10,000/- • Annual Information Statement

Documents To Be Submitted • PAN of the tenant • PAN of the owner • Rental agreement of the property • Challan details

Services covered -Payment challan of the amount required to be deposit for such tax period

1. Import Export Code License 2. Shop and Establishment Act Registration (Shop License) 3. PAN for NRI 4. TAN Registration 5. Professional Tax Registration (PTEC and PTRC) 6. FSSAI Registration (Food License) (Basic or State or central Registration) 7. PF Registration 8. Liquor License

Who is required to file Form 15CA? As per Rule 37BB, any person responsible for paying to a Non-Resident, not being a Company, or to a Foreign Company shall furnish such information in Form 15CA. Is it mandatory to submit Form 15CB? It's event-based form to be filled only when the remittance>5L

Documents To Be Submitted • Passport Size Photo • Passport front and back copy should be attested by local embassy / notarised of that country • Bank statement with bank seals and signature • Copy of your Drivers License (appostile in case of NRI or Foreign person)

Documents To Be Submitted • PAN card • Address proof • Passport Size Photo Digital Signature for DGFT of 1 Individual and 1 Organisation Documents To Be Submitted • PAN card • Address proof • Passport Size Photo • Board Resolution in case of Company / Partnership Firm

Its includes services such as:- - Transfer Pricing - Non-Resident Taxation - Double Taxation Avoidance (DTA) agreement - Advance Ruling - Foreign Tax Credit - Application & Interpretation of Treaties

Incorporation Certificate Pan Card Copy ID Proof Address Proof Detail of Directors Direct Identification Number (DIN) Digital Signature Certificate Latest Bank Statement/Mobile Bill Passport size Photographs Purpose for which Make in India logo is used Patent and trademark details (Optional)

Types :- ISO 16001 Certification ISO 14001 EMS ISO 22000 FSMS ISO 9001 2015 ISO 50001 Energy Management ISO 45001 certification ISO 20000 Certification ISO 31000 Certification ISO 13485 Certification ISO 21101:2014 Certification ISO 37001:2016 Certification ISO 27001 ISMS Certification

Revised MSME Classification Criteria Investment & Annual Turnover Micro< Rs.1 crore & < Rs.5 crore Small < Rs.10 crore & < Rs.50 crore Medium < Rs.50 crore & < Rs.250 crore The MSME registration documents are as follows: - Aadhaar card - PAN card

Type of TDS Return Forms Particulars of the TDS Return Forms Form 24Q Statement for TDS from salaries Form 26Q Statement for TDS on all payments other than salaries. Form 27Q Statement for tax deduction on income received from interest,divd etc to NR Form 27EQ Statement of TCS

Package includes: - Accounting & Reporting Advisory Services - Audit and Financial Reporting - Corporate Governance - Employee Benefit Plan Audits - Information Systems Assurance - International Financial Reporting Standards - Third-Party Attestation - Revenue Recognition

The following documents are required for APEDA Registration :- -Signed Application for the APEDA Registration. -Copy of the Import-Export Code issued by the Directorate General of Foreign Trade. -Bank Certificate that is duly signed by the concerned authorities. -Account statement -Cancelled Cheque

Check availability of name / registered trademark by RUN form Obtain Digital Signature Certificate (DSC) for Directors Form INC 32 (SPICe+) are to be duly filled Filing of MOA/AOA Obtain the certificate of incorporation, CIN, PAN & TAN numbers File a declaration of receipt of subscription amount

Photograph of Authorized Representative (AR) Applicant's proof of identity Identity and address proof of AR Standard Operating Procedures Net-worth Copy of Insurance policies Lay out Plan of the warehouse(s) Fire Safety arrangements Copy of the Records of registered title deed Effective control

FDI Entry Routes FDI under sectors is permitted either through the Automatic route or Government route. Under the Automatic Route, the non-resident or Indian company does not require any approval from the Government of India. Whereas, under the Government route, approval from the Government of India

Procedure :- -Establishment or Company Information -eContacts of the authorized person -Contact Person -Identifiers -Employment details -Branch/Division details such as name/premise number, LIN (Labour Identification Number) and address -Employer needs to enter the NIC Code and nature of business

How It's Done • DSC Application • Filing of Application with Registrar • Receipt of Incorporation Certificate • Post Incorporation Compliances • Drafting Legal Agreements • Tax Registration

Original AD Code Authorisation letter of the bank Exporter’s letter on the letterhead requesting or authorising the registration of AD Code Customs broker’s letter on the letterhead requesting AD Code Registration GST Certificate Recent ITR Copies of bank proclamation IE code PAN Card of company

Services covered such as :- Project Office Registration Branch Office Registration FEMA Compliance Liaison Office Registration

- Incorporation of Private / Public company / One person company / Section 8 (non-profit making company). - Appointment of Key Managerial Personnel / directors and getting approval for their remuneration. - Removal of Disqualification of Directors under RoC - Amalgamation, merger etc - & many other

Advice on Formulation of Business Strategy 1. Start With Purpose 2. Consider Current Events 3. Consider Data, Case Studies, and Trends 4. Set and Effectively Communicate Goals 5. Think of Strategy as an Ongoing Process

KEY TAKEAWAYS: -Investment advisers are financial professionals that make investment recommendations or conduct security analysis in exchange for a fee. -In the U.S., investment advisers are required to register at the state level, and they need to register with the SEC if they manage $100 m or more

DECIDE TO INVESTIGATE:- - ASSESS THE SITUATION - CHOOSE THE INVESTIGATOR - INTERVIEW THE WHISTLEBLOWER - TAKE INTERIM ACTION - BRUSH UP ON PROTOCOL PLAN THE INVESTIGATION:- - DETERMINE THE SCOPE - OUTLINE YOUR STRATEGY - MAKE AN INTERVIEW LIST - CREATE A TIMELINE

CA + Banking & Financial Services (BFS) knowledge: An unbeatable combo: The list below is just beginning!!! >Banks Retail/ Corporate Business - Credit Wealth mgmt. - Research & Analytics >Brokerages Research - Equity Research >Rating Agencies Risk Mgmt - Risk Modelling Rating - Rating Analyst

Classification of FC that can be considered :- >Financial - sh, loan >Technical - in tech. >Marketing >Management Consultancy Various Forms of JV that can be considered:- >PROJECT >FUNCTIONAL >VERTICAL - 2 org. in the equivalent supply network >HORIZONTAL - 2 org. that produce similar products

CE Consulting services: -Assistance in obtaining refunds/ rebates -Maintenance of Job work/ CE/ ST Records -Execution of BG -Accounting CE AUDIT: -Verification of RC, Purchases, CENVAT records ,Export Doc. ,Job work, CG records -Internal Audit -Reco books to B/s -Returns (Weekly/ Monthly/ Annually)

Representation should be made before Appellate Tribunal or/ Regulatory Authority or/ Adjudicating Officer depend upon such case or notice issued to appellant. We work on this notice - > Only after proper verification of documents and, > Power of Authority (POA) properly signed by appellant

Assess Current Year-to-Date Performance Re-Examine Your Long-Range Plan Update Your 18-Month Forecast (2H Current Year + Next Fiscal Year) Summarize Your Plan and Go ‘Sell’ It to the Board Finalize Your Detailed Planning Plan To Grow by Product, Segment and Region Update Commission Plans Q4 Review

Why management consulting? > A wide variety of driven and intelligent coworkers > Mgmt. over his development control increases > Mgmt. get to test-drive different jobs > Traditionally Consultants get a lot of perks > Get known for its output-driven culture > Ensure Higher job satisfaction

Get Sales tax consultancy resolved in 5-7 days depending upon the case-to-case basis. Quick Resolving of issues of our clients known by all businesses in our neighborhood. Let us your burden. You focus on your business core competences. We resolve all this issues quickly. Trust on us.

Document for GST registration Proof of Constitution of Business Photo of Promoter / Partner Photo of the Authorised Signatory Proof of Appointment of Authorised Signatory ( LOA/ resolution copy) Proof of Principal Place of business (Electricity bill , etc) Bank Accounts IT Reg. Doc. are as in below

Documents:- Covering letter showing nature of business of the company, reason for company want lower TDS certificate Estimated financial & computation of total income Audited financials for the last 3 Years Tax Audit Report of the Last 3 Years Income tax return acknowledgment of last 3 Years &etc

Document Reqd:- > Name of Taxpayer > Status of Assessee (co., etc) > Citizenship > Country of incorporation > Tax Identification Number of assessor of which such is resident > Period of validity of certificate > Residential Status > Address of Assessee

Documents To Be Submitted • Photo of the IEC applicant • PAN of the IEC applicant • PAN of the business entity • Bank certificate and cancelled cheque of the business entity • Digital Signature • Address proof of directors • Certificate of incorporation and address proof in case of company

Documents To Be Submitted • Passport size photo of the applicant • Photo of the shop along with the owner • List of management employees and directors, if applicable • Details of employees, their wage rates and the company • Address proof of establishment • Affidavit to be shared with the applicant

Documents To Be Submitted • Photo ID proof • Address proof • Signed Pan Application

Documents To Be Submitted • Legal document • Passport Size Photo • Address proof of registered office • PAN of the company • TAN Application Form

• Address proof of establishment • Address proof of partners, proprietor or directors as applicable • PAN of partners, proprietors and directors • Photo of partners, proprietors and directors • Salary details of employees • Financial statements • Certificate of incorporation and address proof

Documents To Be Submitted • Supporting documents (if any) • Photo Identity proof of promoters • Business Constitution certificate • Proof of possession of business premises • List of food products manufactured or processed • Bank account information

Documents To Be Submitted • Supporting documents (if any) • Photo Identity proof of promoters • Business Constitution certificate • Proof of possession of business premises • List of food products manufactured or processed • Bank account information

Documents To Be Submitted • Supporting documents (if any) • Photo Identity proof of promoters • Business Constitution certificate • Proof of possession of business premises • List of food products manufactured or processed • Bank account information

Documents To Be Submitted • Rent agreement of your registered office • No objection certificate from the owner of the property • Ownership proof • Business Constitution certificate • Supporting documents (if any) • Certificate of incorporation and address proof in case of company

Documents To Be Submitted • Rent agreement of your registered office • No objection certificate from the owner of the property • Ownership proof • Business Constitution certificate • Supporting documents (if any) • Month wise employment position, salary etc.

Q:- What are the documents required for Nidhi Company registration? Ans:- Identity proof and address proof are mandatory for all the proposed Directors of the Nidhi Company. PAN Card is mandatory for Indian Nationals. In addition, the landlord of the registered office premises must provide with NOC.

Types of Business Conversion are as follows:- > Sole Proprietorship to Pvt. Ltd. Company > Conversion of Pvt. Ltd. to Public Limited > Conversion of LLP to Private Company > Partnership Firm into Pvt. Ltd. Company

Winding up of Company Closing a Limited Liability Partnership/ Trust/ Club/ AOP/ BOI Revival of Struck Off Companies

Registration Certificate & MOA/ Trust Deed/ Society Certificate Affidavit Name of chief functionaries & his mobile no. , copy of pan of society/trust Books of a/c, BS, ITR of past 3 years. Projection for next 2 years to be submitted Charitable activities report List of donors/trustee & many more.

Document required for registration are:- > Proof of Incorporation of NGO > PAN Card of registered applicant of NGO > Trust Deed (in case of a Trust) or MoA, AoA of a Section or Section 8 Company > A duly filled application form > Consecutive 2 years Financial Statements

> Registration Certificate of Association > Memorandum of Association/Trust deed > Activity Report for the last three years > Audited Statement of accounts for the last 3 years > Associations has to upload affidavit of each key functionary > Chief Functionary signature > Seal of the Association

> CSR Criteria Consultancy > Verifying whether Composition have adequate director > Matching CSR Expenditure etc. Criteria > CSR Policy adequate disclosure > & many others

Company / Trust / Society registration certificates / registration documents Copy of PAN card of the directors / trustees Copy of Aadhaar Card of the directors / trustees Digital signature of one of the directors / trustees By Laws of this company, AOA, MOA copies Audit reports for all FY since inco

Our package includes : > Annual Balance sheet analysis > Annual filing for return > Annual tracker for compliances > Report for annual conformity to board of directors > Creation of practice of Equal code of business > Reserve Bank of India Liaising

Transferor & Transferee Documents each required >MOA & AOA. >Audited Balance Sheet. >Board Resolution for approval and authorization of Scheme. >List of Equity Shareholders. >Auditors Certificate listing out the no. >Consent Affidavit filed by the no. >Auditors Certificate listing out the no. >Etc.

>Details of registered addresses such as name, address, etc. >Registration certificate of the company, in case of body corporate >Name and Contact details of applicant such as contact number, E-mail Id, residential address >Partnership deed, in case the applicant is registered LLP >& many more

>NOC from the concerned State Pollution Control Board >Small-scale industries (SSI) registration if the applicant firm is a small-scale unit and desires to avail of the concessional rate of marking fee. >Company registration >Any other certificates granted by the concerned government department >QAC

Document Required :- - Laboratory Test Reports as per Product Standard - Factory Registration Documents - Manufacturing process flow chart - In-house Testing Facilities - Details of Authorized Signatory and other related documents - & others

Details of product like – - PCB Layout - Schematic Diagram - User Manual - CCL Factory Doc :- - Legal Address Proof of Factory (Manufacturing License Copy) - Trade Mark Registration Copy (Brand Name Registration) - Documents of Authorized Indian Representative (AIR), in case of foreign manufacturer

Documents:- - Premises Document (Sell Deed/Rent Agreement) - Showroom Establishment Certificate (Business Licence) - GST Certificate. - Turnover proof. - Owners Identity proof (Aadhar Card) - Logo of the showroom. - Letter Head (for Registered Email ID and Contact No.)

Following requirements – > Accreditation > Receiving recognition as per Set Indian Standards -The only exemptions for excluding specific tests by the applicant laboratory that are permissible are if the test is not available such as radioactive tests for drinking water bottles, etc. - & many other

> Copy of the Partnership Deed or the Proprietorship Deed > MOA & AOA > Layout of the premises that showcase the correct dimensions > Declarations of Ownership proof of the premises & TBL, Utilising TBL as AGMARK, Consent Letter (in Rented case), copy of the Medical Fitness Test Certification, etc.

-Copy of the Certificate of Incorporation -MOA & AOA -Copy of the latest audited accounts -Audited BS & PL for the immediate three years prior to the Date of Application -Confidential Report from the banker of the Applicant in a sealed manner Copy of Board Resolution Information concern to operation

Package include: >Procedure for Microfinance company registration >Liaising with the concerned regulatory authorities for microfinance company registration >Documentation Support >Compliance Service Doc. - COI & MOA & AOA - Banker's Report - KYC & Income Proof - PAN - CA certify for invtt - & etc.

- MOA & AOA - DD of 10K - Furnish Board Resolution - Business Plan stating the next three years goals - Certificate issued of minimum NOF (Net Owned Fund) of Rs 20 crores - Business profile of CEO or Directors or MD - Details in which the directors are related - Financial Audit of the last 3 yrs.

Documents - Certificate of incorporation - Memorandum of Association - Articles of Association - Audited Balance Sheet of the company - Net Worth Certificate of the Company - Feasible business plan - A declaration that directors adhere to the "Fit and Proper" Criteria - Website source code

Doc for Promoter -Promoter’s name, address, DOB, PAN Number, Guardian’s names, branch detail, Bank Details (such as account number, IFSC code), and credit facilities -etc Doc for bank MOA & AOA Past ITR of 3 yrs FS of 5 yrs Shareholding pattern Doc for Companies & Members Incorporation date & etc

Package inclusions: - Guidance on Choosing the Right Type of PPI - Assistance in Obtaining No Objection Certificate from RBI - Complete Guidance from Incorporation to Obtaining PPI License - Drafting of a Detailed Business Plan - IT Infrastructure Planning and Compliance

Environmental Policies Compliance Measures Training Reports Control, Monitoring, and Storing Records of Air, Water, Waste, and Noise Pollution Protocols set for Emergency Response Process Response to environmental–related complaints Evaluation of documents to be in legally binding, consistent & etc.

When Due Diligence is required? >Mergers and Acquisitions >Partnership >Joint Enterprise and Collaborations >Other than that, there are certain transactions that requires proper Due Diligence- -Strategic Alliance -Business Coalitions -Outsourcing Agreement -Technology or Product Licensing - & etc.

> After dormant if carry out significant transaction then file an application with the ROC in form MSC-4 accompanied by a return in Form MSC-3 > RoC will issue a certificate in Form MSC-5 approving the change of status of the dormant company to active company > Convene at least 1 BM in 6 month

MOA/AOA Address of the registered office of Co. List of the directors and secretary of the company Declaration that none of the directors of the company or the authorized representative in India has ever been convicted or debarred from formation of companies Particulars of opening and closing of POB

Compliance by Corporate Secretarial Practice are as follow :- > Drafting of Notices > Resolution > Minutes > Reports > Board Resolution Meeting as arranged for company- > Extraordinary General Meeting (EGM) > Annual General Meeting (AGM) > Board Meeting (BM)

Various Forms of Compliance > Corporate Insolvency Resolution Process (CIRP) > Liquidation Process of Corporates > Fast Track Corporate Insolvency Resolution Process of small corporate person > Bankruptcy > Pre-Packaged Insolvency Resolution Process (PIRP) > Voluntary Liquidation of Corporate Person

Package inclusions: Procedure for Registration of an Asset Reconstruction Company End-to-End liaising with authorities for registration of an ARC Legal and Regulatory Requirements for an ARC End to End Documentation Process for an ARC

Registration of Mutual Fund Alternative Investment Fund Registration Collective Investment Schemes Credit Rating Agency Depository Participant Foreign Portfolio Investor Registration Asset Management Company Registration Investment Advisors registration Venture Capital Company Registration

> Opening and closing of markets and the regulation of the hours of trade > Regulation or prohibition of blank transfers > Regulation or prohibition of carry-over facilities > Fixing, altering or postponing of days for settlements > Rates for securities > Prescription of margin requirements > & etc.

Stages:- Initial Consideration - Terms of audit engagement, Plan Understanding - Internal Control & env. Risk Assessment - Identify RMM, Assess Fraud Execution - Establishing the overall audit strategy, Audit Planning Memorandum Reporting- Long Form Audit Report (LFAR), Independent Auditor Report

Types of Insurance Audit are as follows :- > Audit of accounts of Life Insurance Companies (LIC) > Audit of accounts of General Insurance Companies (GIC)

Form 3CA - who required to get its accounts audited compulsorily Form 3CB - A proprietorship entity or partnership firm, having a turnover of >1Cr. and not opting for presumptive income scheme, is not required to get its accounts audited under any other law except income tax Form 3CE – For NR & FC

Audit of Public Enterprise Audit of Government Companies Financial Audit Compliance Audit Performance Audit Comprehensive Audit Propriety Audit Attestation Engagement Direct Reporting Engagement Commercial Audit CARO, 2020 Compliance

Steps involved in process of government audit :- > Appointment of auditors under section 139(5) & 139(7) read with section 143(5) of the companies act, 2013 > Supplementary Audit > Comment or supplement such audit report > Test Audit

Why OA? Executives are preoccupied with implementation of plans and achieving of target Managers relied on transmitted information rather than analyzing the situation Information in bs env. are baised Conventional Internal audit system lean towards accounting and financial information (=historical)

Statutory >Investigation into affairs of company (S 210,212,213) >Investigation of ownership of company(216) Non-Stat. >For Incoming Partner >For sh. valuation in pvt. co. >For Bank/FI proposing to advance loan >For Frauds >For individual or firm proposing to buy busines >For Pf /financial forecast

Process:- > Initialization > Develop a plan > Obtain relevant evidence > Perform analysis > Reporting > Court Proceeding Package includes:- > Formation of Forensic Audit Report

Objective of peer review :- > Comply with Technical, Professional and Ethical Standard including other regulatory requirement theret > have in place proper system including documentation thereof to amply demonstrate Quality of assurance Services It is done to improve quality not finding deficiency

Objective :- >Examine whether the Audit Firm Under Review (AFUR) has implemented a system of QC in accordance with QC stds >Examine no MM of Assets & Liabilities at the reporting date >Ensure Stat. Auditor has comply with Technical, Prof. & Ethical Standard >Ensure Stat. Auditor has comply with Laws

Objective To provide guidance for professional accountants on how best to act in the public interest when they become aware of a suspected illegal act (or non-compliance with laws and regulations (NOCLAR))

Building Blocks of a RACM Identify Risks and Controls Financial risks Operational risks IT risks Regulatory risks Fraud risks Reputational risks Assess Risks and Controls Committee of Sponsoring Organizations of the Treadway Commission (COSO)

The CFS are prepared on the basis of separate financial statements of parent and its components using prescribed accounting standards. The auditor of CFS may use the work of another auditor. With regards to determination of materiality while auditing CFS, materiality of the whole group is required

-Committee of Sponsoring Organizations of Treadway Commission (COSO) -Control Objectives for Information & Related Technology (COBIT) -Criteria of Control (CoCO) by Institute of CA -Guidance of Directors on combined code by institute of CA in England and Wales (Turnbull Report) -Sarbanes Oxley (404)

Refer - SA - IFC-FR - Sarbanes Oxley - ISO 27001:2013 (Infor. Sec. Mgmt System (ISMS)) - ITIL (Information Technology Infrastructure Library) & ISO 20000 - PCI-DSS (Payment Card Industry- Data Security Stds) - SSAE (Statement on Standard for Attest Engagement) - COBIT - CSF (CyberSecurity Framework)

Compilation Documentation Requirements The three main documentation that an accountant is required to prepare during compilation engagement include: 1. Engagement letter 2. Financial statements 3. Compilation report

How Does A Compliance Audit Work? Conduct a document review Obtain information by conducting interviews Analyse processes Prepare a compliance report Methods To Conduct:- Combining compliance audits ---with financial statement audits or ---with performance audits Conducting compliance audits sepy.

A financial auditor is responsible for ensuring that a company's financial statements are in good order and in compliance with GAAP. Though often grouped together, the role of an auditor and accountant have distinct differences. Financial auditors use analytical skills to assess a co. acc. & Report

The primary purpose of a comprehensive audit is to ascertain the economy, efficiency and effectiveness of an organization's operations and use of resources. Comprehensive audits are also called "value for money" audits & are designed to wide ranging and thorough, integrating financial auditing, etc.

Important aspects of verification during a propriety audit are: -Financial records and accounts are accurate and up to the mark -The assets of the company are safeguarded and not misused -Propriety audit will check the utilization of funds -The results that are budgeted and expected are being met

An attestation engagement is an arrangement with a client where an independent third party investigates and reports on subject matter created by a client. Examples of attestation engagements are: Reporting on financial projections made by client Reporting on pro forma financial information form etc.

A direct assurance conclusion would be constructed as: "In our opinion the company maintained, in all material respects, effective internal control over financial reporting as of date/month/year, based on the criteria established in Internal Control – Integrated Framework issued by the COSO."

Purpose Whether minimizing the cost of resources, is achieved Whether entity is working as per desired objectives Whether the public fundraise is put for the intended use Whether loans raised from the bank are used for the purpose applied Whether entity conducts any fraudulent or unlawful activities

There are four main risk management strategies, or risk treatment options: Risk acceptance Risk transferance Risk avoidance Risk reduction

Why is disaster recovery important? Disasters can inflict many damage with varying levels of severity, depending on the scenario. A brief network outage could result in frustrated customers and some loss of business to an e-commerce system. A cyber attack could destroy an entire manufacturing/office

A framework for responding to critical enterprise risks Critical, disruptive events can threaten the very survival of your organization. Our Enterprise Risk Management specialists provide consultative and managed services, as well as interactive labs, to help C-suite executives, boards, and decision

Objective of ORM? Mitigate Risks Prioritize Risks Adds Greater Value to Risk Management Benefits of ORM? Improved product performance and better brand recognition Robust relationships with customers and stakeholders Greater investor confidence Better performance reporting More sustainable finance f

Process Approach Document control environment Identify and evaluate risks Identify specific controls Assess and rate the controls Action planning Monitor RCSA results Report RCSA results Control testing Benefits Help organisations to be pro-active Reduce audit exposures Acts as a bottom-up feedback

Cyber Risk Management Frameworks -National Institute of Standards and Technology Cybersecurity Framework (NIST CSF) -ISO 27001 -Department of Defense Risk Management Framework (DoD-RMF)- -Factor Analysis of Information Risk (FAIR) framework Benefits IT Cloud Data Security Database Security DR Analy

Why do businesses require AI-enabled BI systems? -When data from multiple sources is bursting in your BI, then you’ll need AI-powered BI solutions to help you comprehend all of your data by providing tailored insights. -The enormous expansion and velocity of data in the industry make it tough to dec

I. Tax TDS on Electronic Commerce Transactions Pursuant to Section 194-O of the Act: E-commerce operators deduct TDS at 1% of the gross amount of sale or services or both when crediting the amount of sale of goods, services, or both GST Specific Services u/s 9(5) of CGST Act TCS @ 1%

Assessees and assessment Unlike the Income Tax Act, 1961 (Income Tax Act) (which taxes residents, non-residents and persons not ordinarily resident), the Black Money Act applies only to persons (assesses) who have been resident in India in the relevant year.

In case of Income Tax AR is taken for cases of specified persons where transaction is undertaken by resident with Non Resident or such other person as may be notified. In case of GST AR is taken when a person have confusion of place of supply or rate applicable on such transaction or likewise.

Domestic tax base erosion and profit shifting (BEPS) due to multinational enterprises exploiting gaps and mismatches between different countries' tax systems affects all countries. Developing countries' higher reliance on corporate income tax means they suffer from BEPS disproportionately.

How does GAAR work? Four tests which are given below: -The arrangement creates obligations/rights that are not at arm’s length. -Arrangement or transaction results in misuse/abuse of a provision of tax laws. -It lacks commercial substance. -The transaction was not carried out in a bonafide manner.

This aims to provide a comprehensive overview of the degree of consistency of the treaties to avoid double taxation concluded by Italy with the OECD Model Tax Convention on Income and Capital and the United Nations Model Double Taxation Convention between Developed and Developing Countries.

Quarterly compliances of Numbers and types of apartments, plots and garages booked; Approvals obtained and the approvals pending (subsequent to the commencement certificate); Status of the project; & Other (as specified) Quarterly Progress Reports (“QPR”) as prepared by involving various details

The Compliance of the Competition law becomes necessary as a legal obligation for every enterprise. Competition law compliance implies a systemic and active approach to run a business in compliance with written legal and unwritten ethical rules of competition and minimise risk of infringement of law

Taxes on benami properties Benami investments are taxed at a flat rate of 60 per cent. The person will also have to pay a surcharge of 25 per cent & education cess of three per cent, on the tax amount. The tax liability, including all the taxes and surcharge, will come to 83.25 % of investment value

Objectives are as follows: To prevent and control money laundering. To confiscate and seize the property derived from, or involved in, money-laundering. To provide punishment for offence of money-laundering. To appoint the Adjudicating Authority and Appellate Tribunal to deal the matter link to ML

The main objective of Indian accounting standards is to bring in more transparency of annual financial statements in company accounts. Ensure companies in India adopt these standards to implement internationally recognized best practices. One systematic, single accounting system common for all co.'s

Confirming the compliances of IFRS & IGAAP Resolving the way to follow the US GAAP for the purpose of matching the uniform global reporting. Considering the ways the industry is responding considering the best practice work in industry.

International Financial Reporting Standards (IFRS) were created to bring consistency and integrity to accounting standards and practices, regardless of the company or the country. They were issued by the London-based Accounting Standards Board (IASB) & address record keeping, account reporting, etc.

Why Is GAAP Important? GAAP is important because it helps maintain trust in the financial markets. If not for GAAP, investors would be more reluctant to trust information presented to them by companies because they would have less confidence in its integrity. Without that it leads to high cost etc.

What we do? - EXIM policy & procedural compliance - Obtaining all the approval / licences - Shipping & Logistics - Customs & DGFT clearances - Advising on export incentive Schemes & claims - Representing to various authorities in the matters of Import / Export

How is the customs duty computed? Customs duties are computed on a specific or ad valorem basis. In other words, it is calculated on the value of goods. following method: Rule 4 & 5 – Comparative value method Rule 7 – Deductive value Rule 8 – Computed value method Rule 9 - Best Judgement method

Package inclusions: Physical Count of Stock Audit of Stocks Lying at Outside locations Documentation of Stock (through photographs) Checking of Sealed Inventories Recognition of Inventory and WIP Comparison of Physical and Recorded Stock Use of Advanced Technology for Stock Management

The Certified Risk Based Audit is an essential program for all internal auditors and new audit team members as well. In this, we advise on audit risk-taking, risk management functions and risk appetites along with other key areas of focus such as GRC (Governance Risk & Compliance).

The Registrar shall audit or cause to be audited by some person authorized by him by general or special order in writing on his behalf, accounts of every registered society once at least every year. The Audit under sub-section (1) shall include an examination of overdue debts, if any, & valuation.

Objectives Verifying the accuracy of the cost data Enhancing cost control Identifying inefficiencies Ensuring compliance with regulations Improving decision making Maintain the accuracy of the data related to cost. Ensure coverage of all arithmetic data in any account book. Detecting errors, DBK.

Para 7 of the circular enjoins that audit of the accounts of the members of stock exchanges should be completed within 6 months from the closing of the books of accounts. In individual cases, an extension for a period not exceeding 3 months may be granted by the concerned Executive Director/Secretar

SEBI Begins Process For Annual Forensic Audit Of Mutual Funds SEBI has invited expressions of interest from forensic auditors who are capable of auditing mutual funds, asset management companies & trustee companies A mutual fund audit aims to assess whether due diligence and risk management maintain

The purpose of this audit of depository participants is to assure the management and depositories that the business operations of the participant are conducted in the manner that all the foreseeable risks are addressed to with appropriate internal control mechanism.

Environmental auditing is a systematic, documented, periodic and objective process in assessing an organization's activities and services in relation to: Assessing compliance with relevant statutory and internal requirements Facilitating management control of environmental practices Maintain Public

Objectives Identifying the quality and cost of various energy inputs. Assessing present pattern of energy consumption in different cost centers of operations. Relating energy inputs and production output. Identifying potential areas of thermal and electrical energy economy. Highlighting wastage’s

All Business or Professional Entities, other than Companies incorporated under the Companies Act and Limited Liability Partnerships incorporated under Limited Liability Partnership Act are considered to be Non-Corporate entities. To bring a uniform standardization and effective implementation of A/c

Why do we need? Statutory interpretation is the process by which courts interpret and apply legislation. We need interpretation for following reasons: - Ambiguity in Words - Words & Legal Expert not Perfect - Uncertainty in Legislation

E-governance is about the use of information technology to raise the quality of the services governments deliver to citizens and businesses. It is hoped that it will also reinforce the connection between public officials and communities thereby leading to a stronger, more accountable and democratic.

The registration process for a Producer Company is then similar to that of a Private Limited Company. Firstly obtain the DSC and DIN for the proposed first Directors of the Producer Company. After obtaining the DSC and DIN, the application for name reservation can be filed with the ROC.

Governance and Management of Information Systems Protection of Information System Business Continuity Planning & Disaster Recovery Planning Acquisition, Development and Implementation of Information System Auditing of Information System Information Technology Regulatory Issues Emerging Technologies

All the LLPs are required to prepare their financial statements within 6 months for filing with ROC. Annual return of a LLP is due within 60 days of close of financial year. Statement of Accounts and Solvency of a LLP is due within 30 days from the end of six months of close of financial year.

Receipt & Payment Account Take the cash-in-hand and cash in the bank opening balances and input them on the debit side If you have a bank overdraft at the beginning of the year, put it on this account’s credit side & etc. Expenditure & Income Account Investigate the P&R A/c C&B op.& cl. bal & Etc.

Advantages Accuracy of Accounts Detection and Prevention of Errors and Frauds Provides Assurance of Proper Accounting Discovery of Defalcations Helps in Comparing Accounts Relied by Statutory Authorities Helps in Settlement of Claims Moral Check on Employees

As per the Income Tax Act, 1961, Tax Audit of partnership firm is mandatory if the turnover/ gross receipt exceeds Rupees One Crore in case of business and Rupees twenty five laces in case of profession. It is highly recommended that every partnership firm should go for audit of his accounts.

Stages of Audit in FS? Step 1. Planning and Risk Assessment Step 2. Internal Controls Testing- proper authorization, safeguarding of assets & duty seg Step 3. Substantive Procedures- Conduct a ratio comparison for forecast, Review BRS for cash, Vouch marketable securities & Accounts Receivable, etc.

Managing finances of such big organisations is complex task. Mistakes could happen while dealing with finances and fraud organisations. To deal with such issues, a company audit is conducted, & an audit report of the company is generated. Audits make managing the finances of big institutions easy.

-Constitution of Charitable Institution under which it has been set up and their scope. --Examine the laws which is properly followed or not by the institution. -Verify the Accounting of collections under Internal Check System. -Proper utilization of income and their supporting where they used.

Auditor's report Balance Sheet signed by Chief Functionary & Board Members of the NGO Income and Expenditure Account signed by Chief Functionary & Board Members of the NGO Receipts and Payment Account (in case of FCRA registration) signed by Chief Functionary & Board Members of the NGO Notes of A/c

Examine regulations / Deed Of the Institution Receipts Audit -Fees From Students -Income from Investment -Donations & Grants -Rent Expenses Audit Provident Fund, ESIC and TDS Audit of Assets Audit of Liabilities Requirements – Form No. 16A and BRS, Bank Confirmation Cert., Grant Let., FA+, Rent Agr.

Being non-profit organizations, Hospitals prepare Receipt & Payment account, Income & Expenditure account and Balance Sheet. All such are need to consider while audit of it's accounts. Such includes audit of income like room rent, medical care, donation etc & audit of expenses & Assets & Liabilities

Auditor shall examine: Register of members. Counterfoils of receipts issued to the members. Subsidiary Register relating to the services provided for, such as indoor games, outdoor game facilities, restaurant, bar, pools, conference halls, etc. Auditor shall ensure -entrance fees & subscription etc

Package inclusions: - Competitor Analysis - Audience Profiling and conversions - Coverage & Opportunities to see the campaign - Cost performance by package & group - Audit Recommendations/action points - Negotiation of Costing of Standard and Premium Cinema Packages

Study its constitution Read the terms of affiliation and ensure compliance If the hotel has a reciprocal arrangement with another hotel. Understand the significant accounting and other policies Profit centre as identified by the hotel, such as coffeeshop, bar, etc P/L at each profit centre

The auditor has to make sure that the profit is taken into account only after realizing the installment of sales price i.e., the profit arising out of an hire purchase sale is to be distributed proportionately over the period of hire purchase sales.

The primary objectives of audit of expenditure are to check whether: Funds have been authorized by the competent authority prescribing the limits within which expenditure can be incurred; The expenditure conforms to the relevant provisions of the Act and the Constitution and of the laws appropriate

Receipt audit is done with a two fold objective: -to obtain an assurance that the systems and procedures governing the administration is working -to evaluate the degree of compliance with tax laws, rules and judicial pronouncements in assessing, demanding and collection of tax from various assesses.

The audit of the accounts of the Corporation is carried out on behalf of the Comptroller and Auditor General of India and in the manner prescribed by him by the Commercial Audit wing of the Accountant General, Rajasthan, Jaipur. Compliance and coordination with Statutory Auditor, Tax Auditor and CAG

Obj:- -Minimize the possibility of error, fraud, and irregularity. -Prevent the misappropriation of cash and goods. -Allocate duties and responsibilities to every clerk in the organization. -Ensure an accurate recording of all business transactions. -Enhance the efficiency of the clerk in the orgn.

Audit of the accounts of all Local Bodies (Both Urban and Rural at all levels) may be done under the technical guidance & supervision (TGS) of the Comptroller and Auditor General of India. Obj.: Ensure public funds are accounted for and controls are in place to protect public resources from misuse

The primary relevant investment assertions include existence, accuracy, valuation, and cutoff. Perform a walkthrough of investments by making inquiries, inspecting documents, and making observations. The directional risk for investments is an overstatement.

Asset auditing is a process that companies perform to verify their assets. Assets can include physical property, real estate, software licenses, stocks, bonds and many more types of financial possessions.

The audit of liabilities is primarily directed at ensuring that all known liabilities have been properly accounted for, since material omission or misstatement of liabilities vitiates the true and fair view of the financial statements.

The Income Audit allows a property to roll a business date while leaving it open to handle new charges, adjustments and corrections as if these transactions occurred during that business day.

Intellectual property rights (IPR) refers to the legal rights given to the inventor or creator to protect his invention or creation for a certain period of time. These legal rights confer an exclusive right to the inventor/creator or his assignee to fully utilize his invention/creation for time.

Labour Law Compliance is mandatory rules and regulations which the companies have to follow. These are a set of rules & conditions set for employment. The Economy and Working culture of the industries have changed and developed over time, but the Labour law compliance rules are still 50-100 yrs old.

Factoring creates a positive cash flow because by selling invoices, the company is paid immediately instead of waiting on their customers to pay them. Instead of waiting 30, 60, or even 90 days, they can receive a large portion of the owed amount within 1 or 2 days. This helps alleviate cash flow.

Litigations can be defined as ‘the process of taking legal action in a court of law’. Corporate litigation law deals with disputes that arise from non-criminal business & commercial activities. Thus, tax litigation consists of legal actions taken around disputes arising from non-payment by taxpayer.

How to get registered as a Mutual Fund? - SEBI Compliances - Incorporation of the Asset Management Company and the Trustee Company/Board of trustees: - Auditor's certificate: - Filing of executed copies of Trust Deed and Investment Management Agreement. - Setting up of Infrastructure by Applicant

Collective Investment Schemes are more frequently known as 'investment funds', 'mutual funds' or simply 'funds'. They invest in assets, such as bonds, equities or cash. The collective assets owned by the fund are called a portfolio, and they are managed by a professional fund manager.

The Credit Rating Agencies (CRA) are one of capital market intermediaries. It is a body corporate, which is involved in the business of rating of securities offered by way of a public issue or right issue. They rate the debtors on the basis of their ability to pay back the debt in a timely manner.

How do I register a depository participant? Procedure to join CDSL as a Depository Participant(DP) The Depositories Act, 1996, SEBI (Depositories & Participants) Regulations, 2018 specify the entities, which are eligible to be a DP. The intending DP should forward the prescribed registration form F

Package inclusions: Procedure for Securing the Foreign Portfolio Investor Registration Documentation Required for Foreign Portfolio Investor Registration Liaising with the concerned regulatory authority for foreign portfolio investor registration End to End Support

Which of the following is needed to register as investment adviser with SEBI? Applicants are required to submit the net worth certificate by a chartered accountant and it shall include the membership number of the chartered accountant in the certificate. The Networth certificate <=6m old when filing

Who is eligible for portfolio manager? In order to become a portfolio manager in India, it has become essential that a candidate have at least the following level of education. An undergraduate degree in the field of Finance, Commerce, Economics etc. Look for courses such as BBA, BBM, BBS, BMS etc.

How do I register as a registrar and transfer agent? An applicant seeking to get registered as a registrar to an issue or share transfer agent shall make an application to the board in Form A accompanied along with the non- refundable fees of INR Six lacs for category 1 and INR Two lacs for cat. 2

As per the rules of Securities and Exchange Board of India (SEBI), an underwriter is an authorised risk-assessor. The underwriters evaluate the risks in the planning and functioning of the other party. The underwriter has to register themself with SEBI and must be authorised by getting a license.

Documents required: Form A accompanied with Application fees of Rs. 1L. Copy of Memorandum and Article of Association is required in case the applicant is set up as company. Registered trust deed copy has to submit, in a case where applicant set up is in the form of trust.

How can I get merchant banking license in India? For registration as a Merchant Banker, an applicant is required to pay a non- refundable application fee of Rs. 50,000/- by way of demand draft drawn in favour of 'Securities and Exchange Board of India', payable at Mumbai.

A chit fund is type of rotating savings and credit association system.Chit fund schemes may be organized by financial institutions, or informally among friends, relatives, or neighbours. In some variations of chit funds, the savings are for a specific purpose. Chit funds are often microfinance orgn.

Do there is any benefit of having Angel Tax Exemption for Indian startups? Startups are still exempt from angel tax when the total aggregate amount for the deal is under INR 25 Cr, and domestic non-AIFs investing in Indian startups still need to pay a tax on their deals.

How do I claim exemption under Section 80 IAC? To avail of Tax exemption under section 80 IAC of the Income Tax Act, the startup should register on the “Start-up India portal”. An application for exemption can be made using the following details: MOA in case of a Private ltd / LLP.

What are the RBI compliances? FEMA / RBI Compliance Checklist Sl. No. Compliance(s) Particular 1 Annual Return on Foreign Liabilities and Assets (FLA Return) 2 Annual Performance Report (APR) 3 External Commercial Borrowings 4 Single Master Form {w.e.f. 30.06.2018}

What are back offices services? The back office is the portion of a company made up of administration and support personnel, who are not client-facing. Back-office functions include settlements, clearances, record maintenance, regulatory compliance, accounting, and IT services.

Outsourcing is when a company hires a third party to perform their task; in other words, when a company employs another company to fulfilling its tasks, it is termed outsourcing. In 1989, it was first recognised as business strategy, and later, in the 1990s, it became a fundamental part of the b/s.

TDS on property is refundable. At the time of sale of property, buyer is required to deduct TDS on property & deposit the same with the government. But, the seller is allowed to avail credit of the same or claim TDS refund by filing his ITR. TDS is deductible @1% when sale consideration >50L.

Why is IFC required? Internal Financial controls (IFC) are defined within the explanation to Section 134(5)(e) of the Companies Act 2013 as the policies adopted by the companies for making certain the orderly and economical conduct of its business, together with adherence to company policies safe as

A nonperforming asset (NPA) refers to a classification for loans or advances that are in default or in arrears. A loan is in arrears when principal or interest payments are late or missed. A loan is in default when the lender considers the loan agreement to be broken and the debtor is unable to meet

How do I get an investment advisor license in India? The Applicant for grant of registration as an Investment Adviser under SEBI (Investment Advisers) Regulations, 2013 should make an application to SEBI in Form A as provided in the Regulations along with all the necessary supporting documents.

A transfer agent is a financial services company that manages & keeps track of registered shareholders for companies that issue stock. As a transfer agent, EQ handles the recordkeeping, reporting and communications for hundreds of U.S. corporations and their millions of shareholders around the world

How do I register as a portfolio manager? For registration as a portfolio manager, an applicant is required to pay a non-refundable application fee of Rs. 1,00,000/- by way of demand draft drawn in favour of 'Securities and Exchange Board of India', payable at Mumbai

Do stock brokers need to be registered? Apply for your Certificate of Registration through SEBI Before you can become a licensed stockbroker, you need to register with the Securities and Exchange Board of India (SEBI) to obtain your Certificate of Registration (CoR). SEBI oversees all stockbrokers.

Who is eligible to obtain registration as a merchant banker? A Merchant Banker requires having a minimum net worth of not less than Rs. 5 Crore for category 1, Rs 50 Lakhs for Category 2, and Rs 20 Lakhs for Category 3.

How do I start a mutual fund business? To start a mutual fund company, an individual must incorporate a company in the form of a Limited Liability Partnership (LLP). Obtain clearance from the Securities and Exchange Commission (SEC) for institutional investment management in order to manage the mfc.

Eligibility criteria for depository participants If a broker has a minimum net worth of Rs. 1 crore, then it is qualified to be a 'Limited Depository Participant' with a pre-condition that the net worth will be raised to at least Rs. 2 crores. Such brokers can open a maximum of 5000 accounts.

Foreign portfolio investment (FPI) involves holding financial assets from a country outside of the investor's own. FPI holdings can include stocks, ADRs, GDRs, bonds, mutual funds, and exchange traded funds.

How can I get KYC registration? Download and fill the KYC form. Mention your Aadhaar/PAN details. Visit a KRA office and submit the application. Attach the proof of identity and proof of address with the application. You may have to submit your biometrics as well in some cases.

In the securities market, underwriting involves determining the risk and price of a particular security. It is a process seen most commonly during initial public offerings, wherein investment banks first buy or underwrite the securities of the issuing entity and then sell them in the market.

Global Business Setup is a professional advisory Firm, work on guidelines uniformly applicable to whole part of world. They are specialize in advising multi-national Clients' international accounting and tax, including French tax and USA taxes.

Dispute Advisory Services offers robust, independent, & practical advice to assist in the successful resolution of disputes. It includes Securities, Accounting & Regulatory Enforcement Valuation, Solvency & Acquisition Disputes International Arbitration Intellectual Property Disputes Comm. Disputes

We are one of the top HR consulting firms based in New Delhi India, we have been providing efficient and scalable workforce solutions to small and medium enterprise. We are a team of professionals with years of experience in hr consultancy services in different sectors and verticals.

Faceless Assessment makes use of specialized units to bring more efficiency to income tax governance. It uses smart technology such as data analytics, artificial intelligence (AI), machine learning, and other latest tools to ascertain misreporting or tax evasion.

The tax has been paid in the said country in accordance with Section 91, he/she will be entitled to a deduction from the income tax in India payable by the expat employee for the sum computed on taxed income at Indian rate of Income-tax or the tax in the country where the income is earned, w.e.l.

What is raising of funds through project finance related to? The objective of using project financing to raise capital is to create a structure that is bank- able (of interest to investors) and to limit the stakeholders' risk by diverting some risks to par- ties that can better manage them.

How can I register in NITI Aayog? Eligibility criteria NITI AAYOG Registration A valid email address and phone number. PAN Card, Aadhar Card of the governing body members. Trust deed or Society registration certificate. PAN number of society/trust/NGO.

Any type of enterprise can apply for SME registration. These includes proprietorship enterprises, enterprises managed by Hindu undivided family, enterprises run by association of individuals, co-operative societies, partnership firms and enterprises managed by companies or undertakings etc.

Fill Details Online & Submit Form. Review your details after Submitting Application. Make Payment to Complete Registration Process via any payment method. After Payment, You will receive call from associate to verify your details & OTP. After successful verification, You will receive your Seller ID

What is an NSIC certificate? Ans: NSIC certificate or registration helps to promote MSMEs by offering Single Point Registration for Government purchase and credit rating scheme for small industries.

Brand protection is the process and set of actions that a right holder undertakes to prevent third parties from using its intellectual property without permission, as this may cause loss of revenue and, usually more importantly, destroys brand equity, reputation and trust.

Who needs a Legal Entity Identifier? Legal entity identifier (LEI) is mandatory for transactions in interest rate, forex and credit derivative market. The RBI has also made LEI compulsory for companies and org. having aggregate fund-based & non-fund based exposure of credit > 50Cr.

How does outsourcing non-core functions improve productivity? Cutting Costs The increased efficiency and better quality associated with the expert subcontracting partners, and the specialization in the core competencies, helps optimize overall business productivity.

Physical verification is the process that is normally performed by an auditor to confirm the existence of physical assets of Fixed Asset Accounting Records. Most of assets that auditors verify are fixed assets and inventories.

Transaction advisory services are the third party services obtained from professional firms or investment banking firms. They help you handle all the tasks associated with your transactions from the start to the end and thus act as your business's support system , and meet requirements for expansion

We help innovators and investors bring to market new digital assets, cryptocurrencies, non-fungible tokens (NFTs), crypto derivatives and structured products, market infrastructure solutions, and blockchain-based protocols and organizations. We advise clients across the digital asset and Web3 eco.

Withholding Tax also called as Retention Tax is the obligation of the taxpayer to withhold tax when making payments under specific heads (such as rent, commission, payment for professional services, salaries, contracts, etc.) at the rates that have been specified in the current tax regime.

When multiple entities combine or unite together to form one separate entity, it is called amalgamation. Amalgamation is a measure for two competing companies to avoid completion among themselves and offer more to the market. This is done for the mutual benefit of the companies in question.

Financial structuring is the process of reorganizing the financial structure of the company which mainly consists of equity capital and debt capital. It is undertaken by the companies under the necessity of making financial adjustments to its assets and liabilities.

What Is Business Process Reengineering? Business Process Reengineering is the radical redesign of business processes to achieve dramatic improvements in productivity, cycle times, quality, and employee and customer satisfaction.

What is the goal of virtual office? Virtual offices may be ideal for people who work remotely or those who want to possess a business address without renting a physical office space. These offices may provide professional street addresses, conference rooms and even receptionist services.

How do I get a VAT tax ID? How to Register for VAT Online? Log on to your state's VAT website and then click on the registration tab. Add the required information and attach the necessary documents as a request for your company. The company may be allotted a temporary VAT number.

A SOX compliance audit is a mandated yearly assessment of how well your company manages its internal controls, and the results are made available to shareholders.

Why should I go for Virtual CFO services? The principle reason for re-appropriating CFO monetary administrations is to drive development of the business. It helps the executives of the business to concentrate on different business exercises of the business.

Diversification strategy is applied when companies wish to grow. It is the practice of introducing a new product into your supply chain in order to increase profits. These products could be a new segment of the industry your company already occupies, known as business-level diversification.

Is XBRL mandatory in India? Applicability of XBRL filing All businesses who have a turnover of Rs 100 crores or exceed. All companies who possess paid-up capital of Rs 5 crores or exceed it. The businesses are urged to build the financial statements as per the norms of Companies ( IndAS) rules,2015

A unit can apply for PRC (Provisional Registration Certificate) for any item that does not require industrial license means items listed in Schedule-III & items not listed in Schedule-I/ Schedule-II of the licensing Exemption Notification. Units employing less than 50/100 workers with/without power.

What is the UDYAM registration? Government has organized a full system of Facilitation for Registration Process. An enterprise for the purpose of this process will be known as UDYAM and its Registration Process will be known as 'UDYAM Registration'. A permanent registration number will be given.

What is us tax accounting? U.S. tax accounting refers to accounting for tax purposes in the United States. Unlike most countries, the United States has a comprehensive set of accounting principles for tax purposes, prescribed by tax law, which are separate and distinct from GAAP.

How do you turnaround a loss making company? Get clarity from the numbers (scary as hell, but necessary) Test the business model. Cut deep but not the bone. Focus on the customers. Write the rules. Build it back up.

Business transformation is a change management strategy which can be defined as any shift, realignment or fundamental change in business operations. The aim is to make changes to processes, people or systems (technology) to better align the company with its business strategy and vision.

Concurrent audit is a systematic and timely examination of financial transactions on a regular basis to ensure accuracy, authenticity, compliance with procedures and guidelines. The emphasis under concurrent audit is not on test checking but on substantial checking of transactions.

What is the role of information technology in auditing? An Information Technology audit is the examination and evaluation of an organization's information technology infrastructure, applications, data use and management, policies, procedures and operational processes against recognized standards.

What is the role of financial service consultant? Financial services consultants work with companies or individuals and offer information and guidance on topics including taxes, investments, and insurance decisions to help them plan for their financial futures.

What is personal advisory service? Personal Advisory Services provides impartial financial advice and support to clients in the areas of personal financial planning and wealth management.

Service Exports from India Scheme (SEIS) Under the SEIS Scheme, the Govt will give incentives in the range of 3% to 5% to all Service providers who are providing services from India to organizations outside India.

When a company appoints an auditor, it is under obligation to acknowledge the registrar of companies (ROC) about the appointment of the auditor in a prescribed manner as per section 139 (1) of the new companies act 2013. Form ADT-1 is used for this purpose.

A business bank account helps you and your company to easily keep track of expenses, manage employee pay, convey finances to investors, receive & deposit payment, and plan your budget more accurately. Opening a corporate bank account requires simple steps to get you working quickly.

What are STPI benefits? Jurisdictional STPI authorities can clear projects costing less than Rs. 100 million with Indian Investment. 100% foreign equity is permitted. All the imports of Hardware & Software in the STP units are completely duty free, import of second-hand capital goods are also permit

What documents are required for formation of company? The memorandum of association, article of association, and prospectus are required key documents. What is procedure for formation of a company? The major steps in formation of a company are as follows: Promotion stage, Reg. stage, Inc. stage etc

Local file is commonly known as TP (transfer pricing) study report. TP study report is the primary documentation required as per OECD action plan 13 to be maintained for 8 assessment years from the end of relevant assessment year. It may be required to be furnished by the TPO.

Tax Information Network Facilitation Centres or TIN Facilitation Centres or PAN card centres, as they are commonly called, have been established in India to undertake the application and issuance of forms related to TDS and PAN Card of an Indian citizen living in India or abroad.

What is the purpose of succession planning? The purpose of succession planning is to make sure a company always has the right leaders in place should a change happen quickly. By failing to create an orderly plan for succession, your company may not get a second chance if it doesn't adapt immediately

How do I register for custom duty? Access the ICEGATE e-payment portal. Enter Import/Export code or login credential supplied by ICEGATE. Click on e-payment. You can now see all the unpaid challans in your name. Select the challan you want to pay and select a bank or payment method.

Offshore accounting refers to finance and accounting services delegated to a firm or business process outsourcing (BPO) company in a low-cost country. Accounting is a crucial part of a business. Companies need to keep track of their records to manage their budget and as a part of their compliance.

The Government reviews foreign investment proposals on a case by case basis to ensure they are not contrary to the national interest. This flexible approach is preferred to hard and fast rules. Rigid laws that prohibit a class of investments too often also stop valuable investments.

How do startups do valuation? The various methods through which the value of a startup is determined include the Berkus approach, cost-to-duplicate approach, future valuation method, the market multiple approach, the risk factor summation approach, and discounted cash flow (DCF) method.

What is the best investment to save tax? Currently, Sukanya Samriddhi Yojana offers the highest tax-free return of 7.6%. As a long-term investment option, it also provides the benefit of compounding. Sukanya Samriddhi Yojana offers ease of investment to investors.

LMA Services work as a back bone and these may be termed as back stage services whereas they focus on discovery and systematic compilation of information, facts and law thereon, and briefing & appraisal thereof to the Arguing Counsel who is the face before the court room.

Anti Money Laundering or AML compliance practices focus on performing anti money laundering procedures that discourage and prevent potential violators from engaging in money laundering fraud or crime. In this way, criminals cannot hide the illicit origin of money in any type of transaction.

What is considered a white-collar crime? White-collar crime is generally non-violent in nature and includes public corruption, health care fraud, mortgage fraud, securities fraud, and money laundering, to name a few.

Third Party Assurance is services-based offering and is compiled of the assessment, management and safeguarding of your organization's third parties. Typically, such organization's include suppliers, partners, acquisitions and clients.

Special purpose acquisition companies (SPACs) have become a preferred way for many experienced management teams and sponsors to take companies public. A SPAC raises capital through an initial public offering (IPO) for the purpose of acquiring an existing operating company.

What type of taxes are there in UAE? The UAE does not levy income tax on individuals. However, it levies corporate tax on oil companies and foreign banks. Excise tax is levied on specific goods which are typically harmful to human health/environment. Value Added Tax is levied on good & services.

Which method is used for valuation of land? Comparative Method It is the most popular method. In this method, value of land is estimated by analyzing recent sale prices of comparable land in the vicinity, adjusting the prices to account for any difference in size, shape, location and other features

A plant and machinery valuation is an assessment of the value of equipment used in a business. This can include machinery, vehicles, tools, and other types of equipment. The valuation can be used for a variety of purposes, such as insurance, tax, and asset management.

a) Valuation of asset acquired from director or acquired by director from company must be done the registered valuer. b) If the company is issuing its shares to director for acquisition of asset from director then it will automatically attract section 62(1)(c) also for preferential allotment of shar

Following are some of our salient features: Debt from Indian Banks and Institutions - Rupee Term loans for financing new project as well as for expansions Foreign Currency Term Loans – Foreign currency loans / Export finance (PCFC) Equipment Financing / Buyer’s Credit - from overseas banks

Is RWA required to file income tax return? This is fully taxable as income from other sources. However expenses can be claimed against such Income. Thus to conclude with we can say that if Income received by RWA from Non Member exceeds the taxable limit then only RWA is liable to file the Income Tax

What is a search and what is a seizure? A search involves law enforcement officers going through part or all of individual's property, and looking for specific items that are related to a crime that they have reason to believe has been committed. A seizure happens if the officers take possession

Is BRSR mandatory in India? Currently, top 1,000 listed companies in India are required to furnish a Business Responsibility Report (BRR) to the stock exchanges as a part of their annual reports.

It requires the auditor to design proce- dures to obtain reasonable assurance of detecting misstatements of assertions about derivatives and securities that, when aggregated with misstatements of other assertions, could cause the financial statements taken as a whole to be materially misstated.

Forensic Accounting and Fraud Examination introduces students and professionals to the world of fraud detection and deterrence, providing a solid foundation in core concepts and methods for both public and private sector environments.

This covers foreign exchange market, money market, bond market operations and related financial products. It therefore analyses the international finance environment within which banks, other intermediaries and companies operate and how it affects their operations in treasury.

Arbitration, Conciliation and Mediation are the Alternative Dispute Resolution for solving civil nature disputes. These are dispute resolution methods to deal with disputes on a broad and global scale. Through these methods one can resolve their disputes without access to the regular judicial system

Fundamental analysis evaluates securities by attempting to measure their intrinsic value. Technical analysis differs from fundamental analysis, in that traders look to statistical trends in the stock's price and volume. Both methods are used for researching and forecasting future trends in stock pri

Intellectual Property Rights (IPRs) are the rights associated with intangible property owned by a person/company and protected against use without consent. Thus, rights relating to ownership of intellectual property are called Intellectual Property Rights.

The securities market is governed by various regulations enacted in the course of time by the competent legislative body and regulating bodies. This study is divided into two Parts, Part I deals with Securities Laws and Part II deals with Capital Market & Intermediaries.

Government accounting is the recording and management of financial activities of governments at Commonwealth, state and local levels. Government accountants prepare and review financial documentation for the government and its taxpayers.

Wealth Management needs existing wealth as a platform or a base upon which further capital or investment funds are accumulated. Financial planning deals with day to day aspects of planning your cash, while wealth management deals with preservation and increase of wealth.

Insurance Risk Management is the assessment and quantification of the likelihood and financial impact of events that may occur in the customer's world that require settlement by the insurer; and the ability to spread the risk of these events occurring across other insurance underwriter's in market.

Business finance, the raising and managing of funds by business organizations. Planning, analysis, and control operations are responsibilities of the financial manager, who is usually close to the top of the organizational structure of a firm.

The primary objectives of an IT audit include: Evaluating the systems and processes currently in place that work to secure company data. Determining if there are potential risks to the company's information assets and find ways to minimize those risks. Verifying reliability and integrity of infor.

If you received the I-T notice on mail, then you can reply to it online. Log in to the Income Tax e-Filing website and go to the Compliance section and locate the notice. You can respond with one of the following replies available: Return is filed.

How do you prepare an annual return? Annual Return Filing After the commencement of the Annual General Meeting, you have to file it to ROC. Also, it is necessary to submit the audited financial statements of the company in the prescribed format to the Ministry of Corporate Affairs (MCA).

How do you maintain minutes in electronic form? Minutes in electronic form shall be maintained with Timestamp. A company may maintain its Minutes in physical or in electronic form with Timestamp. Every company shall however follow a uniform and consistent form of maintaining the Minutes.

When a company is in its incorporation stages, one of the most important decisions that have to be made by the promoters is the amount of capital to invest in the company. The authorised sh. capital is the maximum amount of capital for which the Company can issue shares to the shareholders.

MIS Report stands for Management Information System and is an umbrella term to describe a set of reports that give a view of the day-to-day activities of a business which allows your business's functions to be analyzed.

- Starting operations in india. - As an Indian Company. - Joint Venture With An Indian Partner. - Wholly Owned Subsidiary Company. - Incorporation of Company. - As a foreign company. - Liaison Office/Representative Office. - Project Office.

Project finance refers to the funding of long-term projects, such as public infrastructure or services, industrial projects, and others through a specific financial structure. Finances can consist of a mix of debt and equity. The cash flows from the project enable servicing of the debt and repayment

Transaction Advisory Services Provides Independent Support Through the Transaction Lifecycle. Our transaction advisory services professionals provide financial & accounting, tax, information technology, operations, strategy & commercial due diligence to private equity, hedge fund and strategic inves

What does a deal advisory analyst do? Analyst in Deal Advisory will be part of Transactions & Restructuring team that covers a wide range of transaction services from both sell and buy side perspectives, as well as independent business reviews, financial modeling, monitoring and restructuring engage

What we do as a human capital consultant? We as a consultant typically works with a management team and employs analytics, research, and other insight in the industry to change programs, develop systems, integrate diversity, engage employees, and deal with other people issues.

A financial transaction tax (FTT) is a levy on a specific type of financial transaction for a particular purpose. The tax has been most commonly associated with the financial sector for transactions involving intangible property rather than real property.

What is global mobility services in tax? Our tax experts offer a comprehensive blend of tax advisory, tax litigation, regulatory and compliance services, helping you navigate through complex secondment arrangements.

Advising the client based on recent budget about what are the updation has been introduced and what are its impact?

An attest service, or attestation service, is an independent review of a company's financial statement conducted by a certified public accountant (CPA). The CPA delivers an attestation report with conclusions about the reliability of the data.

Financial statements are the ultimate report card of a company's fiscal performance. They enable owners and managers to pursue their business objectives, whether they are raising capital, acquisition, divestiture or restructure.

Your trusted business advisors, dedicated to provide integrated business solutions that help you grow, manage wealth, fulfill your ambitions, plan succession and maintain your legacy.

Helping you manage ownership and growth today, building your legacy for tomorrow.

We have broad approach to digital tax strategy, covering digital tax effectiveness, digital tax administration, tax technology and tax big data, helps you identify your tax function’s immediate challenges and develop an enhanced operating model strategy fit for the Transformative Age.

Tax policy refers to the guidelines and principles established by a government for the imposition and collection of taxes. It encompasses both microeconomic and macroeconomic aspects, with the former focusing on issues of fairness and efficiency in tax collection, and the latter.

Private client tax services Business valuation. Estate and gift tax planning and compliance. Family office. Individual income tax planning and compliance. National and international tax audit representation.

Global trade is the exchange of goods or services between countries and is made up of the total imports and exports of each participating nation. It is governed by supply and demand (with occasional government intervention) and relies on that supply and demand to determine the price of each product

How do you nurture long term value creation? Invest sufficient capital and talent in large initiatives Long-term-oriented companies identify strategic moves that will keep them ahead in the long run. They also commit ample resources to strategic initiatives, such as product innovation, marketing,etc

Our climate and decarbonization services help businesses respond to the physical and transition risks associated with climate change, as well as advise on how to operate in new markets and regulatory environments related to carbon and renewable energy.

For instance, a divestiture typically refers to a company disposing of an entire line of business or separate subsidiary that will usually be defined as a business. A carveout usually entails the disposition of a portion of a business that will need to be carved out of a separate subsidiary or line

Regulatory Risk is generally defined as the risk of having the 'license to operate' withdrawn by a regulator, or having conditions applied (retrospectively or prospectively) that adversely impact the economic value of an enterprise.

It is strategic because it is a risk that, if not properly attended to, can have dramatic consequences on the financial health, strategic path, leadership, short term or long-term viability of the organization.

A transaction service typically refers to a third party service provided by a professional services firm when a business transaction takes place. An example of a business transaction would be a merger or acquisition of a company.

As per Rule 17 of the Foreign Contribution (Regulation) Rules, 2011, every person who receives foreign contribution under the Foreign Contribution (Regulation) Act, 2010, shall submit a signed or digitally signed report in Form FC-4 for every F.Y.

What are the documents required for registering Designs? Name, address, Age, nationality proof of applicant. 10 Numbers of Prints or photographs of designs with several sides which may clearly reveal the clear shape, size, and configuration. Written proof of priority, if any.

A provisional patent application allows you to file without a formal patent claim, oath or declaration, or any information disclosure (prior art) statement.The sad truth is that nothing really important happens next. The patent office will electronically record your submission and give you an electr

How do I get a permanent patent? Step 1: Check patentability. Step 2: Drafting Patent Application. Step 3: Filing of Patent Application. Step 4: Publication of Patent Application. Step 5: Examination of Patent Application. Step 6: Report by Examiner. Step 7: Grant of Patent.

How can I register in NGO Darpan? Provide your NGO Name. Provide Email (OTP is sent for confirmation) Provide Mobile Number, where OTP will be sent for confirmation. Enter security code displayed at the website. Next Step, OTP will be asked to confirm. Please enter NGO Pan Number.

The Form CSR-1 is termed as Form for “Registration of Entities for undertaking CSR Activities”. The Form CSR-1 mainly consists of two parts: The first part is relating to the information about the entity that intends to undertake CSR activities. The second part of Form CSR-1 is certification by prac

The annual return on Foreign Liabilities and Assets (FLA) is required to be submitted directly by all the Indian companies which have received FDI (foreign direct investment) and/or made FDI abroad (i.e. overseas investment) in the previous year(s) including the current year i.e. who holds foreign

What does pitch deck do? Pitch decks, also known as marketing decks, are primarily used by businesses trying to convince clients or investors to work with them. They're short presentations to help someone else learn about your business quickly.

The primary objective is to secure accurate circulation figures and data relating to all periodicals and media that sell advertising space and in regard to such publications to obtain information as to area of distribution and fix standard forms and methods for ascertaining the circulation figures.

"domestic company" means an Indian company, or any other company which, in respect of its income liable to tax under this Act, has made the prescribed arrangements for the declaration and payment, within India, of the dividends (including dividends on preference shares) payable out of such

Real Estate Transaction Advisory Services Real estate is new emerging growth sector with many challenges in terms of documentation, approvals, applicability of accounting standard ,etc..

Property taxes can be complicated, costly, and time-consuming. But not all companies have the internal skill-set and resources to effectively manage compliance and reduce liabilities. Our Property Tax Services use proprietary technology, efficient processes, and deep experience to help companies.

With frequent changes in income tax laws related to deductions, rebates and exemptions available to individuals, Executive tax planning and investments has become inevitable to avail all benefits available under income tax law and to maximize the returns on investments.

It involves:- -Assessment of liability for claiming R&D incentives -Assisting in implementing systems and processes for capturing the necessary information relating to R&D incentives -Assistance in preparing and processing application forms relevant for recognition and approval of R&D facility

We Provide assistance to the startups and new formed businesses with regard to advice on evaluating the growth plans, facilitate regulatory compliances. Tax Compliance Services Direct Tax (Cross Border transaction) Indirect taxes General Anti Avoidance Rules (GAAR) Advise on Repatriation strategies

Assistance in identification of suitable business structure. Entity Formation (Company/LLP/OPC/Branch office/Project office /Liaison Office) Accounting & Payroll Services. Facilitating various regulatory approvals. Development of SOPs and Internal financial controls to strengthen business processes.

We alegal advisor holds a specialization in the particular areas of law. They can manage your issues related to contract disputes, compensation issues, workplace conflicts etc. They also give an expert advice in the matters related corporate decisions, mergers and acquisitions, corporate growth etc

GST Departmental Audit is the process of examining a taxable person's records, returns, and other documentation. The goal is to ensure that the turnover is declared, taxes paid, refunds claimed, and input tax credits claimed are valid, as well as to check compliance with GST regulations.

Follow-up of audit reports is part of the audit process. It is an important tool to strengthen an audit's impact. The priority of follow-up tasks should be assessed as part of an audit office's overall audit strategy. Sufficient time should be allowed for audited organizations to implement action pl

Integrated audits are required for larger publicly held companies. There is no requirement for smaller public companies or private companies to pay for an integrated audit; instead, they usually prefer to only pay for an audit of their financial statements.

Standard Operating Procedures (SOPs) are written documents or work instructions that detail all of the steps involved in a procedure or process. The SOP development services include end-to-end level mapping of processes and formatting SOPs to your template and organization structures.

What does a restructuring consultant do? Diagnosing the problem: Identifying drivers for the crisis, stage and severity of crisis. Stabilising operations: Managing short-term liquidity and working capital concerns. Cost efficiency and austerity strategies: Evaluating business needs for cost-cutting

The Organizational Assessment Survey is a research-based, standardized culture/climate survey, conducted online or by paper and pencil. Agencies can review results electronically and benchmark their results with other agencies.

- Advising on best market practices. - Helping clients to determine and maintain appropriate FX policies and guidelines. - High-touch relationship management. - Advising on cash-management and other liquidity solutions. - Managing client communication, including investment research and reporting.

Management consulting, often referred to as business consulting, is defined as “advisory and/or implementation services to the (senior) management of organizations with the aim of improving the effectiveness of their business strategy, organizational performance and operational processes”

Business Advisors are responsible for planning and executing business strategies to improve efficiency in the operational and financial management of businesses. They prepare budgets, advise on projects and marketing, and perform risk analysis. They may work at businesses or as independent business

What is the role of legal service? Creating legal awareness, legal aid and settlement of disputes through amicable settlement are the main functions of the Authority. Legal awareness programmes are taken up for empowerment of legal knowledge to all the citizens in general and to the weaker sections

Corporate training is formal training provided by the company. The goal of corporate training is to provide employees with skills and knowledge. So, it's a part of corporate learning. To deliver a successful training program, employers need to align the goals of training with the business objectives

What is business support services in income tax? Any service provided or to be provided; to any person, by any other person, in relation to support services of business or commerce, in any manner, is taxable services.

What does a business advisor do? Business advisers provide a business owner with information and ideas about how they can run their businesses more effectively. In short, they can give you objective analysis and fresh ideas which can be very valuable at all the lifestages of a business.

According to the established rules and regulations of the Income Tax Act, 1961, certain people or individuals carry the right to represent an income tax Assessee in their stead. These assesses help them file their tax returns.

What is the objective of secretarial audit? Secretarial Audit is a process to check compliance with the provisions of various laws and rules/regulations/procedures, maintenance of books, records etc., by an independent professional to ensure that the company has complied with the legal and procedura

How to Get Your Company Listed in SME-IPO? Get a Feasibility Report on approximate IPO size, Valuation, etc. Appointment of IPO Advisors. Due Diligence. Preparation of restated financial statements including auditors report, capital structure and other certificates.

The term “joint venture” refers to a certain type of business venture in which two or more parties collaborate. The general phrase “collaboration” refers to the joining together of two or more entities for mutual benefit

Financial management is strategic planning, organizing, directing, and controlling of financial undertakings in an organization or an institute. It also includes applying management principles to the financial assets of an organization, while also playing an important part in fiscal management.

Financial reporting aims to track, analyze and report your business income. This helps you and any investors make informed decisions about how to manage the business. These reports examine resource usage and cash flow to assess the financial health of the business.

Setting up of companies, limited liability partnerships in India and setting up of joint ventures and wholly owned subsidiaries in India and abroad for Indian Parties and Foreign Parties is one of the much sought after services, our Firm specializes.

Continuous monitoring is the process that financial companies take to ensure that their business relationships are consistent in order to keep their information about their customers up-to-date. Firms should check whether their customers are performing transactions as expected of them.

It include audit of warehouse, shipping etc as:- - We develop Depot Audit checklist internally with the help of our experienced team. - Each checklist is tailor-made for based on the client’s requirement. - Our clients have been able to fix KPIs & benchmarks based on the checklist & scoring pattern.

Bank Reconciliation Statement is a record book of the transactions of a bank account. This statement helps the account holders to check and keep track of their funds and update the transaction record that they have made. Bank Reconciliation statement is also known as bank passbook.

The vendor reconciliation process in accounts payable involves identifying discrepancies between vendor invoices and your actual expenses. The procedure entails matching the amount your suppliers and vendors bill your company versus how much you actually owe them.

This process checks whether there are any discrepancies with associated transactions by comparing details of the accounts receivable ledger, which records all related invoices and payment individually, with the receivables control account in the general ledger.

Our services include: Identification of GHG emission reduction opportunities Develop carbon mitigation and IREC projects and third party validation Manage carbon and International Renewable offset portfolio to optimize value

What are the conditions for opening a branch office in India? A foreign company can open a branch office in India if it has a reputation of profit generation for as far back as five years and having sufficient capital resources. A budget summary properly verified by the legal inspector of the parent

How do I get an OSP license? The entities eligible to obtain OSP Registration are companies registered under the Companies Act, 1956 or the Companies Act, 2013. A company should apply for OSP Registration to the DoT in Form-I. It can be applied online on the DoT website. The OSP Registration is loca

The entrepreneurs who are engaged in the manufacturing of products and/or provide services should register with District Industrial Centre registration. The district industrial centre registration is governed by the Micro, Small and Medium Enterprises Act, 2006

Using a DGFT consultant can save businesses time, effort, and money by helping them navigate the complex rules and regulations related to foreign trade. Consultants can also provide valuable guidance on policy and regulatory matters, as well as assist with obtaining licenses and permits, etc

Why is SOC 2 Important? SOC 2 compliance demonstrates that your company has adequate controls in place governing information security in your environment. A SOC 2 is stronger than giving your word that you are compliant since it’s an independent audit performed by a third-party CPA firm.

As an NRI, if you sell a property in India, the buyer deducts 20% as Tax Deducted at Source (TDS) as Long Term Capital Gains Tax for properties sold after two years. For properties sold before 2 years, the TDS rate is 30%, deducted as Short Term Capital Gains Tax.

Retainership fees are a basic cost to pay for the services of a consultant by an employer, an independent professional. It is a withholding commission which is paid to third parties (Professional) who have been hired by the organization to perform a particular work on their behalf.

The National In-Country Value Program (ICV) The ICV is a certificate that is issued to certified suppliers evaluating their contribution to the local economy. Certified suppliers will gain advantages during the award of tenders and contracts based on their ICV score.

Structured finance is a financial instrument available to companies with complex financing needs, which cannot be ordinarily solved with conventional financing. Traditional lenders do not generally offer structured financing. Structured financial products, such as collateralized debt obligations,etc

AA Application (ANF-4A) Annual AA EO Extension AA Amendment (ANF-4D) Invalidation/ Certificate of Supplies (COS) / ARO Revalidation of AA Clubbing & closure of AA Manual EODC Status Update AA Transmission Details from DGFT Closure of AA License status at Customs Transfer of Authorisation SION

DFIA File Number (ANF-4G) Transferable DFIA Scrip Invalidation/ARO View Ownership Record Transfer Information View Status of Transfer request Apply for Revalidation of Transferable DFIA

-Norms Fixation (ANF-4B) -Standard IO Norms (SION) / Adhoc Norms -Initiate Review

Post Export EPCG (ANF-5A) Amendment of Fields of EPCG Authorisation Invalidation/COS Clubbing of EPCG Authorisation (ANF-5C) Closure of EPCG/ Issuance of Post Export Scrip Installation Certificate Review Appln (ANF-2D) EO/Block Extension Transmission /Transfer EODC Annual Reporting of EO Fulfilment

Imports Authorisation for Restricted Imports Tariff Rate Quota Registration Certificate for Imports

Steel Import Monitoring System Coal Import Monitoring System Copper/ Aluminum Import Monitoring System Chip Import Monitoring System

Restricted Exports SCOMET ( Export of Special Chemicals, Organisms, Materials, Equipment and Technologies) Registration Certificate (RC) for Exports

DGFT E-Commerce Applications • Tracking View Your IEC • IEC Status at Custom(BIN) • Shipping Bills received from Custom for an IEC • Check your DEPB License Status at Custom • Check Your DEL Status • Shipping Bill Custom File Number Status • DEPB License Transmission Status • DEPB Licenses received

Documents Required - IEC number - PAN -Company’s MOA -Self-certified copy of the company’s Partnership Deed - Trust’s Deed - Certificate issued by the ROC - Last three years’ Services Export Data (Foreign Exchange Earnings) has to be certified by the company’s CA - Board Resolution or POA - GST - RC

Record scrip Transfer Information License status at customs

Apply for refund for TED/ DBK/ Brand Rate Fixation

Status holder Certificate Free Sales and Commerce Certificate End User Certificate (EUC) Manage Identity Card

Enforcement Cum Adjudication Proceeding File Appeal/ Review Application against an Adjudication Order